目錄 PART ⅠCORPORATION LAW11Evolution of the Chinese Corporation Law 12Legal Framework13Corporations 131General Introduction 132Piercing the Corporate Veil 14Types of Corporations 141Limited Liability Corporations and Joint Stock Corporations 142Special Types of Corporations in China 143The Single Shareholder Limited Liability Corporations 144The Wholly Stateowned Corporations 145Public Corporations 15Establishment of a Corporation 151In General 152Incorporators 153Capital 154Articles of Incorporation 155Name and Domicile 156Establishment Procedures 157Inaugural Assembly 16Corporate Capital 161Corporate Capital 162Equity Capital 163Forms of Contribution 17Rights of Shareholders18Corporate Finance 181General Concept 182Types of Stocks 19Corporate Governance 191Corporate Institution 192The Shareholder Meeting 193The Board of Directors 194Managers 195The Board of Supervisors 196Special Provisions for Public Corporations 197Corporate Representatives 198Restrictions and Duties 199Invalid Corporate Resolutions and Relief 110Fiduciary Duties 1101Who Owe the Fiduciary Duties and to Whom the Fiduciary Duties are Owed 1102Duty of Care 1103Duty of Loyalty 1104Derivative Litigation 111Corporate Changes 1111Mergers and Divestitures 1112Corporate Mergers 1113Divestitures 1114Changes in Capitalization 1115Termination of a Corporation 112The Transformation ContentsChinese Business Law 32PART ⅡFOREIGN INVESTMENT LAW 21History and Evolution of Chinese Foreign Investment Law 22The Governing Regime of Foreign Investment 221The Governing Administrative Framework of Foreign Investment 222The Governing Legal Framework of ForeignInvestment 223The Chinese Constitution 224The Laws 225The Administrative Rules and Regulations 23Foreign Investment Enterprises 231Sinoforeign Equity Joint Ventures (EJVs) 232Sinoforeign Contractual Joint Ventures (CJVs) 233Wholly Foreign Owned Enterprises (WFOEs) 234Foreign Invested Joint Stock Corporations(foreign JSCs) 235Foreign Invested Investment Enterprises 236Branches of Foreign Corporations 24The Establishment Procedures and Requirements of Foreign Investment Enterprises 241Background and Policy Statements 242Legal Procedures 243Capital Issues 244Contributions 25Special Considerations for Mergers and Acquisitions 251Overview 252Special Provisions for Mergers and Acquisitions by Foreign Equity 253Special Provisions for Mergers and Acquisitions by Foreign Equity—Special Purpose Corporations (SPCs) 254Antitrust Examinations 26Termination and Liquidation 261Introduction 262Ordinary Liquidation Procedures 263Special Liquidation Procedures PART ⅢSECURITIES LAW 31A Brief Historical Note on the Development of Chinese Securities Law 32Securities 321Types of Securities 322Domestic Stocks 33Basic Principles of the Securities Law 331The San Gong Principles 332Principles of Equality, Voluntariness, Compensation, and Integrity 333Principle of Compliance and Antifraud Principle 334Principle of Divided Management 335Principles of Unitary Governmental Supervision and Regulation, Industry Selfdisciplinary Regulation, and Audit Supervision 34Securities Issuance 341General Introduction 342Establishment Issuance and New Share Issuance 343Securities Issuance, Examination, and ApprovalSystem 344Conditions for Issuance 35Issuance of Corporate Bonds 351New Issuance 352New Share Issuance of Corporate Bonds 36Application and Examination of Securities Issuance 361Application 362Examination for Securities Issuance 37Securities Underwriting and Sponsorship 38Duty of Securities Underwriters 381Duty to Examine 382Duty to Use Diligent Efforts in Selling Underwritten Securities 383Duty to Return the Securities 384Duty to Report 39Sponsorship54 310The Stock Exchange 311Going Public 3111Conditions for Securities Issuance 3112Stocks 3113The Issuance of Foreign Capital Stocks 3114Share Issuance in Securities Investment Funds 312Bonds 313The Procedures for Going Public 3131Application and Examination 3132The Listing Agreement 3133The Listing Notice 3134Bond Listing Procedures 3135Suspension or Termination of Trading 3136Suspension and Termination of Bond Listing 314Information Disclosure 3141Information 3142Liabilities for Breach of the Duty of Information Disclosure 3143Supervision 315Actions Sanctioned under the Securities Law 3151Insider Trading 3152False or Misleading Statements 3153Civil Liabilities for False and Misleading Statements 3154Enforcement 316Mergers and Acquisitions 3161General Introduction Enforcement 3162Disclosure of Shareholding Interest 317Tender Offer 3171General Concept 3172Disclosure Requirement 3173Report of Tender and Public Notice 3174Revocation and Changes 3175The Agreement to Purchase 3176Rules Regarding the Agreement to Purchase 3177Compulsory Acquisition, Restrictions,and Other Requirements 318The Stock Exchanges 3181Organizational Struture 3182Membership 3183Rights and Obligations 3184Organizational Structure and Staff 319Securities Registration and Clearing Institutions and Securities Services Institutions 320Supervision and Regulation of Securities Business 3201Securities Market Regulation 3202Securities Market Administrative Regulation 3203Securities Market Selfdisciplinary Regulation 321Security Firms 3211General 3212Establishment 3213Procedures 3214Registered Capital 3215Risk Control 3216Major Changes 322The Transformation Appendix ⅠRelevant Laws, Rules, and Regulations Regarding Corporations Appendix ⅡRelevant Laws, Rules, and Regulations Regarding Foreign Investment Appendix ⅢRelevant Laws, Rules, and Regulations Regarding Securities