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境外資本市場重要法律文獻譯叢7·歐洲卷:歐盟金融監(jiān)管體制改革法規(guī)匯編(中英文對照本)

境外資本市場重要法律文獻譯叢7·歐洲卷:歐盟金融監(jiān)管體制改革法規(guī)匯編(中英文對照本)

定 價:¥223.00

作 者: 中國證券監(jiān)督管理委員會 編
出版社: 法律出版社
叢編項:
標 簽: 法律 歐洲 外國法律與港澳臺法律

ISBN: 9787511851369 出版時間: 2013-11-01 包裝: 平裝
開本: 16開 頁數(shù): 639 字數(shù):  

內(nèi)容簡介

  《境外資本市場重要法律文獻譯叢(7)·歐洲卷:歐盟金融監(jiān)管體制改革法規(guī)匯編(中英文對照本)》選取了歐盟證券監(jiān)管領域9項重要法律文件進行翻譯。這9項法律文件是歐洲議會與歐盟理事會根據(jù)歐盟委員會《金融服務行動計劃》(Financial Services Action Plan, FSAP)和《萊姆法路西計劃》(Lamfalussy Process),于2003年至2009年間針對歐盟內(nèi)證券市場“招募說明書”、“內(nèi)幕交易和市場操縱”、“發(fā)行人透明度”、“評級機構監(jiān)管”四大問題所發(fā)布的指令及修訂。這些指令是當前歐洲證券監(jiān)管在相關領域的基本原則和規(guī)則,旨在協(xié)調(diào)歐盟各國的有關監(jiān)管制度,推進歐洲資本市場一體化進程。總體而言,這些指令使歐盟證券市場的運行和監(jiān)管達到了全新的水平。

作者簡介

  楊雋,中國人民武裝警察部隊學院黨委書記、院長,武警少將,博士。兼任國家科技獎勵評審委員會委員,全國消防工程專業(yè)教學指導委員會主任,公安部科技獎勵評審委員會委員,全國公安邊消警部隊、消防研究所高級職稱資格評審委員會主任,中國公共安全科學技術學會副理事長,中國科協(xié)減輕自然災害專家組專家,中國消防協(xié)會常務理事,中國消防協(xié)會學術工作委員會主任委員,滅火救援技術公安部重點實驗室主任等職。享受國務院政府特殊津貼。楊雋同志長期從事公安現(xiàn)役高等教育教學管理和消防領域?qū)W術科研工作,取得了優(yōu)異成績。先后主持國家“十二五”科技支撐計劃課題“超大型油罐火災防治與危險化學品事故現(xiàn)場處置技術研究”等國家級科研項目5項,省部級科研項目5項,教學改革項目7項,獲公安高等教育教學成果特等獎、一等獎各1項,公安部科學技術一等獎、三等獎各1項,主編、主審著作、教材9部,在各類期刊和學術會議上發(fā)表論文40余篇。梅建明,中國人民公安大學反恐怖研究中心主任、國際警務執(zhí)法學院副教授、博士;公安部警衛(wèi)局培訓中心特聘專家、中國人民武裝警察部隊學院客座教授;1990-1997年在中國楊雋,中國人民武裝警察部隊學院黨委書記、院長,武警少將,博士。兼任國家科技獎勵評審委員會委員,全國消防工程專業(yè)教學指導委員會主任,公安部科技獎勵評審委員會委員,全國公安邊消警部隊、消防研究所高級職稱資格評審委員會主任,中國公共安全科學技術學會副理事長,中國科協(xié)減輕自然災害專家組專家,中國消防協(xié)會常務理事,中國消防協(xié)會學術工作委員會主任委員,滅火救援技術公安部重點實驗室主任等職。享受國務院政府特殊津貼。楊雋同志長期從事公安現(xiàn)役高等教育教學管理和消防領域?qū)W術科研工作,取得了優(yōu)異成績。先后主持國家“十二五”科技支撐計劃課題“超大型油罐火災防治與危險化學品事故現(xiàn)場處置技術研究”等國家級科研項目5項,省部級科研項目5項,教學改革項目7項,獲公安高等教育教學成果特等獎、一等獎各1項,公安部科學技術一等獎、三等獎各1項,主編、主審著作、教材9部,在各類期刊和學術會議上發(fā)表論文40余篇。梅建明,中國人民公安大學反恐怖研究中心主任、國際警務執(zhí)法學院副教授、博士;公安部警衛(wèi)局培訓中心特聘專家、中國人民武裝警察部隊學院客座教授;1990-1997年在中國人民解放軍西安陸軍學院任教。曾先后被公派赴加拿大維多利亞大學、美國德克薩斯州立山姆 休斯頓大學(Sam Houston State University)、澳大利亞國立大學等高校做訪問學者,從事恐怖主義研究。主持或參與國家級、省部級科研項目8項。參與編寫著作8本,發(fā)表論文20余篇。長期從事恐怖主義、有組織犯罪、公安情報等領域的研究。

圖書目錄

DIRECTIVE  2010/78/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
Article 1  Amendments to Directive 98/26/EC
Article 2  Amendments to Directive 2002/87/EC
Article 3  Amendments to Directive 2003/6/EC
Article 4  Amendments to Directive 2003/41/EC
Article 5  Amendments to Directive 2003/71/EC
Article 6  Amendments to Directive 2004/39/EC
Article 7  Amendments to Directive 2004/109/EC
Article 8  Amendments to Directive 2005/60/EC
Article 9  Amendments to Directive 2006/48/EC
Article 10  Amendments to Directive 2006/49/EC
Article 11  Amendments to Directive 2009/65/EC
Article 12  Review
Article 13  Transposition
Article 14  Entry into force
Article 15  Addressees
REGULATION  (EU) NO 1092/2010 OF THE EUROPEAN
PARLIAMENT AND OF THE COUNCIL
CHAPTER I  GENERAL PROVISIONS
Article 1  Establishment
Article 2  Definitions
Article 3  Mission, objectives and tasks
CHAPTER II  ORGANISATION
Article 4  Structure
Article 5  Chair and Vice-Chairs of the ESRB
Article 6  General Board
Article 7  Impartiality
Article 8  Professional secrecy
Article 9  Meetings of the General Board
Article 10  Voting modalities of the General Board
Article 11  Steering Committee
Article 12  Advisory Scientific Committee
Article 13  Advisory Technical Committee
Article 14  Other sources of advice
CHAPTER III  TASKS
Article 15  Collection and exchange of information
Article 16  Warnings and recommendations
Article 17  Follow-up of the ESRB recommendations
Article 18  Public warnings and recommendations
CHAPTER IV  FINAL PROVISIONS
Article 19  Accountability and reporting obligations
Article 20  Review
Article 21  Entry into force
REGULATION  (EU) NO 1093/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
CHAPTER I  ESTABLISHMENT AND LEGAL STATUS
Article 1  Establishment and scope of action
Article 2  European System of Financial Supervision
Article 3  Accountability of the Authorities
Article 4  Definitions
Article 5  Legal status
Article 6  Composition
Article 7  Seat
CHAPTER II  TASKS AND POWERS OF THE AUTHORITY
Article 8  Tasks and powers of the Authority
Article 9  Tasks related to consumer protection and financial activities
Article 10  Regulatory technical standards
Article 11  Exercise of the delegation
Article 12  Revocation of the delegation
Article 13  Objections to regulatory technical standards
Article 14  Non-endorsement or amendment of draft regulatory technical standards
Article 15  Implementing technical standards
Article 16  Guidelines and recommendations
Article 17  Breach of Union law
Article 18  Action in emergency situations
Article 19  Settlement of disagreements between competent authorities in cross-
border situations
Article 20  Settlement of disagreements between competent authorities across sectors
Article 21  Colleges of supervisors
Article 22  General provisions
Article 23  Identification and measurement of systemic risk
Article 24  Permanent capacity to respond to systemic risks
Article 25  Recovery and resolution procedures
Article 26  European system of deposit guarantee schemes
Article 27  European system of bank resolution and funding arrangements
Article 28  Delegation of tasks and responsibilities
Article 29  Common supervisory culture
Article 30  Peer reviews of competent authorities
Article 31  Coordination function
Article 32  Assessment of market developments
Article 33  International relations
Article 34  Other tasks
Article 35  Collection of information
Article 36  Relationship with the ESRB
Article 37  Banking Stakeholder Group
Article 38  Safeguards
Article 39  Decision-making procedures
CHAPTER III  ORGANISATION
SECTION 1  Board of Supervisors
Article 40  Composition
Article 41  Internal committees and panels
Article 42  Independence
Article 43  Tasks
Article 44  Decision-making
SECTION 2  Management Board
Article 45  Composition
Article 46  Independence
Article 47  Tasks
SECTION 3  Chairperson
Article 48  Appointment and tasks
Article 49  Independence
Article 50  Report
SECTION 4  Executive Director
Article 51  Appointment
Article 52  Independence
Article 53  Tasks
CHAPTER IV  JOINT BODIES OF THE EUROPEAN SUPERVISORY
AUTHORITIES
SECTION 1  Joint Committee of European Supervisory Authorities
Article 54  Establishment
Article 55  Composition
Article 56  Joint positions and common acts
Article 57  Sub-Committees
SECTION 2  Board of Appeal
Article 58  Composition and operation
Article 59  Independence and impartiality
CHAPTER V  REMEDIES
Article 60  Appeals
Article 61  Actions before the Court of Justice of the European Union
CHAPTER VI  FINANCIAL PROVISIONS
Article 62  Budget of the Authority
Article 63  Establishment of the budget
Article 64  Implementation and control of the budget
Article 65  Financial rules
Article 66  Anti-fraud measures
CHAPTER VII  GENERAL PROVISIONS
Article 67  Privileges and immunities
Article 68  Staff
Article 69  Liability of the Authority
Article 70  Obligation of professional secrecy
Article 71  Data protection
Article 72  Access to documents
Article 73  Language arrangements
Article 74 Headquarters Agreement
Article 75 Participation of third countries
CHAPTER VIII  TRANSITIONAL AND FINAL PROVISIONS
Article 76  Preparatory actions
Article 77  Transitional staff provisions
Article 78  National provisions
Article 79  Amendments
Article 80  Repeal
Article 81  Review
Article 82 Entry into force
REGULATION  (EU) NO 1094/2010 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
CHAPTER I  ESTABLISHMENT AND LEGAL STATUS
Article 1  Establishment and scope of action
Article 2  European System of Financial Supervision
Article 3  Accountability of the Authorities
Article 4  Definitions
Article 5  Legal status
Article 6  Composition
Article 7 Seat
CHAPTER II  TASKS AND POWERS OF THE AUTHORITY
Article 8  Tasks and powers of the Authority
Article 9  Tasks related to consumer protection and financial activities
Article 10  Regulatory technical standards
Article 11  Exercise of the delegation
Article 12  Revocation of the delegation
Article 13  Objections to regulatory technical standards
Article 14  Non-endorsement or amendment of draft regulatory technical standards
Article 15  Implementing technical standards
Article 16  Guidelines and recommendations
Article 17  Breach of Union law
Article 18  Action in emergency situations
Article 19  Settlement of disagreements between competent authorities in cross-border situations
Article 2  Settlement of disagreements between competent authorities across sectors
Article 21 Colleges of supervisors
Article 22 General provisions
Article 23  Identification and measurement of systemic risk
Article 24  Permanent capacity to respond to systemic risks
Article 25  Recovery and resolution procedures
Article 26  Development of a European network of national insurance guarantee schemes
Article 27  Crisis prevention, management and resolution
Article 28  Delegation of tasks and responsibilities
Article 29  Common supervisory culture
Article 30  Peer reviews of competent authorities
Article 31  Coordination function
Article 32  Assessment of market developments
Article 33  International relations
Article 34  Other tasks
Article 35  Collection of information
Article 36  Relationship with the ESRB
Article 37  Insurance and Reinsurance Stakeholder Group and Occupational Pensions Stakeholder Group
Article 38 Safeguards
Article 39  Decision-making procedures
CHAPTER III  ORGANISATION SECTION 1 Board of Supervisors
Article 40  Composition
Article 41  Internal committees and panels
Article 42  Independence
Article 43  Tasks
Article 44  Decision making
SECTION 2 Management Board
Article 45  Composition
Article 46  Independence
Article 47  Tasks
SECTION 3  Chairperson
Article 48  Appointment and tasks
Article 49  Independence
Article 50  Report
SECTION 4  Executive Director
Article 51  Appointment
Article 52  Independence
Article 53  Tasks
CHAPTER IV  JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES
SECTION 1  Joint Committee of European Supervisory Authorities
Article 54  Establishment
Article 55  Composition
Article 56  Joint positions and common acts
Article 57  Sub-Committees
SECTION 2  Board of Appeal
Article 58  Composition and operation
Article 59  Independence and impartiality
CHAPTER V REMEDIES
Article 60  Appeals
Article 61  Actions before the Court of Justice of the European Union CHAPTER VI FINANCIAL PROVISIONS
Article 62  Budget of the Authority
Article 63  Establishment of the budget
Article 64  Implementation and control of the budget
Article 65  Financial rules
Article 66  Anti-fraud measures
CHAPTER VII  GENERAL PROVISIONS
Article 67  Privileges and immunities
Article 68  Staff
Article 69  Liability of the Authority
Article 70  Obligation of professional secrecy
Article 71  Data protection
Article 72  Access to documents
Article 73  Language arrangements
Article 74  Headquarters Agreement
Article 75  Participation of third countries
CHAPTER VIII TRANSITIONAL AND FINAL PROVISIONS
Article 76  Preparatory actions
Article 77  Transitional staff provisions
Article 78  National provisions
Article 79  Amendments
Article 80  Repeal
Article 81  Review
Article 82  Entry into force

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